#8 | FALL 2007 posted October 31, 2007

EDITORIAL

SOI consortium launches a new era

CALENDAR

A listing of key events for the advanced substrate community

PAPERLINKS

Revelant papers from recent conferences and journals

Industry

Guiding Light

Leading engineers and researchers from Pirelli, Intel, IBM and Sony explain why SOI is the “ideal substrate” for the photonics technology found at the heart of today’s leading-edge networking gear and in the next-generation of optical communications and interconnects.

SOI Technology for Tunable
Optical Add-Drop Multiplexers

Giacometti Fabrizio photo
By Giacometti Fabrizio,
Project Manager,
Pirelli Labs

Pirelli has leveraged SOI and related wafer-level substrate engineering in a new generation of optical telecom components.

Faced with a growing number of bandwidth-hungry applications like IPTV and VoIP, and increasing stress on metro and access networks, optical networking equipment makers need cost-competitive, flexible solutions.

Pirelli Broadband Solutions, the broadband access and photonics company within the Pirelli Group, is leveraging SOI technology and related wafer-level engineering technology, in a suite of tunable components to meet those needs. Tunability helps “future-proof” networking equipment, and makes it much less expensive to operate: updates can be done in software, rather than arduous, disruptive manual manipulations.

The latest addition to our tunable product line (which already includes a laser, modules and subsystems) is a Tunable, filter-based Optical Add-Drop Multiplexer (TOADM), featuring 100GHz bandwidth and data transmission capability of up to 10Gb/s.

TOADM

The role of the TOADM is to manage (add or drop) a fixed number of wavelengths (for example, four), but they can be chosen within a certain optical bandwidth (C-band). The result of this flexibility is that the optical component is able to drop or add any lambda from any one of four channel-ports. The “secret” of this large flexibility is in the silicon itself – and even more so in SOI, wherein you can also manage the degree of isolation of the optical mode in this waveguide regime.

SOI technology for integrated optical functionality is driving a new generation of optical components for telecom. Compared to expensive III-V solutions, silicon’s large optical-thermal coefficient opens the possibility of using silicon waveguides as widely tunable building blocks for next-generation optical components. Thanks to the high-index contrast and excellent propagated light confinement, we are able to create structures with dimensions in the submicron scale with tight tolerances.

SEM photo

Pirelli’s 100Ghz Tunable, filter-based Optical Add-Drop Multiplexer (TOADM), with data transmission capability of up to 10Gb/s, is built on SOI with ultrathick BOX. (Courtesy: Pirelli Labs, Milan, Italy)

We can offer highly-integrated solutions by leveraging miniaturization and integration of optical components at the wafer level. Key enablers are Smart Cut™ and technology from Tracit that allows us to obtain a low loss optical functionality by using SOI wafers with ultra-thick BOX.

In addition to reducing size and potentially power consumption, the combination of all of these nanotechnology techniques should lead to a decrease of at least one order of magnitude in the cost of photonic devices, making them suitable for high-volume applications. We see it first as a key to the dissemination of optical transmission in the networks of small- and medium- enterprises (fiber-to-the-building (FTTB), fiber-to-the-cabinet (FTTC)), and before too long, fiber-to-the-home (FTTH).

Intel’s Approach to Integrated Silicon Photonics

Ansheng Liu photo
By Ansheng Liu,
Principal Engineer,
Intel

With a goal of driving down the cost of high-speed optical interconnects and communications, the Intel photonics team is leveraging SOI to integrate multiple photonic components onto a single die.

In order to build smaller, faster, and less expensive optical components that fulfill the goal of universal, ubiquitous, low-cost, high-volume optical communications and interconnects, Intel is actively pursuing research work in silicon photonics.

SOI wafers are the ideal substrate for photonic applications: the buried oxide (BOX) layer acts as a natural bottom cladding for optical waveguides, keeping the photons confined within the silicon layer, and low absorption of infrared light (in particular at the key telecom wavelengths round 1.3 and 1.55 micrometers) in crystalline Si results in very low optical transmission losses. Such substrates are also well suited to high-volume manufacturing in existing fabrication facilities, and can be processed alongside other CMOS electronic devices.

Low-cost opto-electronic solutions may immediately find applications in telecommunications ranging from long-haul and metro fiber optic networks to fiber-to-the-home (FTTH). Longer term, they should enable board-to-board and chip-to-chip interconnects, and may also be used in optical sensing and biomedical devices.

Building blocks

Intel has tackled the main building blocks needed to realize the full potential of silicon photonics:

Waveguides. Waveguides are at the heart of most every component in integrated optics. The large refractive index contrast between silicon and the BOX makes SOI favorable for fabricating waveguide-based high-density photonic circuits. This contrast enables much tighter waveguide bends as compared to silica-based waveguides, resulting in a footprint reduction by three orders of magnitude (see Figure 1).

SEM photo

Figure 1. A SEM image of a p-i-n diode waveguide used for Raman amplification and lasing experiments. (Courtesy of Intel)

Lasers. As silicon is an indirect band gap material, it has very poor quantum efficiency for light emission. Developing a light source is one of the big challenges for silicon based optoelectronics. In collaboration with University of California at Santa Barbara, Intel developed a silicon hybrid laser in 2006. Such a laser leverages SOI-based waveguides and can be monolithically integrated with other silicon photonic devices.

Modulators. A high-speed silicon modulator is another key component for silicon photonic integrated circuits. Based on SOI waveguides, Intel first demonstrated a modulator with a 3 dB bandwidth larger than 1 GHz in 2004, 50x times faster than previous attempts in silicon. The optical modulator is based on MOS capacitors embedded in an SOI waveguide. In 2005, Intel extended the modulator speed to 10Gb/s. Just recently in July 2007, Intel demonstrated an industry first 40Gb/s silicon modulator. The phase-shifting elements are based on reverse biased pn diodes embedded in an SOI waveguide.

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Figure 2. Concept of a future integrated terabit silicon optical transmitter integrated on an SOI substrate, containing 25 hybrid silicon lasers, each emitting at a different wavelength, coupled into 25 silicon modulators, all multiplexed together onto one output fiber. (Courtesy of Intel)

Photodetectors (PD). Waveguide based SiGe photo-detectors are indispensable components for silicon photonic integrated circuits. Intel has demonstrated high-speed, high-responsivity germanium p-i-n PDs based on SOI waveguides at data rates of 10Gb/s and is working to push that performance to 40Gb/s.

Photonic integration. Photonic integrated circuits (PIC) could provide a cost-effective solution for optical communication and future optical interconnects. Monolithic integration of various silicon photonic devices is the next goal. The concept for the terabit integrated optical transceiver, for example, calls for 25 hybrid silicon lasers integrated on an SOI substrate with 25 silicon modulators, each running at 40Gb/s. The result would be 1 terabit per second of optical data transmitting from a single integrated SOI chip (see Figure 2).

The Path Towards CMOS-Photonics Monolithic Integration

Yurii A.Vlasov photo
By Yurii A.Vlasov,
Research Staff Member,
Project Leader,
IBM TJ Watson Research Center

IBM researchers have made strategic advances in key elements needed to achieve on-chip optical networks.

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Array of compact silicon photonic microrings of 6 microns radii comprising on-chip all-optical buffers. Results are published in a recent IBM Research paper in the premiere issue of Nature Photonics, January 2007. (Courtesy: IBM Research)

The current trend in the microelectronics industry is to increase the parallelism in computation by multi-threading, by building large-scale multichip systems and, more recently, by increasing the number of cores on a single chip. With such an increase of parallelization the interconnect bandwidth between the racks, chips or different cores is becoming a limiting factor for the design of high performance computer systems. In particular, massively parallel processing within a multi-core architecture is becoming limited by large power consumption and limited throughput of global electrical interconnects.

To address this issue, the on-chip ultrahigh-bandwidth silicon-based photonic network might provide an attractive solution to this bandwidth bottleneck. Miniaturization of silicon photonic devices is a key towards practical realization of these ideas.

Photonics wires

Silicon-on-insulator (SOI) technology is ideal for building ultra-dense photonic devices and circuits for an on-chip optical network.

Good optical isolation provided by the micron-thick buried oxide layer (BOX) allows one to shrink the core size of silicon waveguides to submicron cross-sections.

Simultaneously, owing to strong light confinement within a waveguide core, such waveguides, often called photonic wires, can route optical signals over very sharp corners with bending radii as small as just a few microns.

Recently IBM Research has demonstrated that this SOI-based technology opens the way to aggressively scale the footprint of all photonic components required for complex on-chip optical networks down to just a small fraction of a square millimeter. As it is typical in scaled CMOS devices, the power consumption of such devices is also dramatically reduced to sub-milliwatt levels.

Among recent IBM Research demonstrations are:

ultra-compact wavelength division multiplexers with footprints as small as 0.004mm²,

all-optical buffers having a footprint of 0.05mm² with 10-bit capacity,

and ultra-low power optical modulators and switches having smaller than 0.03mm² footprint.


At this level of miniaturization the size of optical components is becoming comparable to the footprint of CMOS devices, suggesting the way towards monolithic integration of advanced CMOS circuits and nanophotonic optical components at the CMOS front-end.

Double-SOI Waveguide:The Communication Pathway Beneath the Surface

Koichiro Kishima photo
By Koichiro Kishima,
Senior Researcher,
Materials Laboratories,
Corporate R&D,
Sony Corporation

Sony is investigating sculpting the waveguide between two layers of buried oxide.

The mainstream of microprocessor research activities has recently moved from increasing clock speed to multiplexing the number of microprocessors. Therefore, communication technology between microprocessors is of great interest in obtaining performance advantages.

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Figure 1. Double-SOI waveguides (cross sectional view).

Figure 1 shows a cross-sectional photograph of a double-SOI waveguide. The double-SOI waveguide is an optical waveguide located just underneath the surface: more specifically between two buried oxide (BOX) layers in an SOI substrate. The surface silicon above the waveguide has almost the same surface silicon characteristics as standard SOI wafers for CMOS.

Waveguides & real estate

The double-SOI waveguide is like a subway under the city of transistors: it can make communication pathways without consuming the precious surface real estate needed for CMOS devices.

The purpose of my research is to make double- SOI-waveguide technology better suited for CMOS. Consequently my goal is two-fold:

to create optimal conditions for a low propagation-loss optical waveguide, and

to ensure low crystal-defect conditions on the surface above the waveguide in order to realize electric and photonic integrated circuits (EPICs).

3D sculpting

Figure 2 shows the process steps of three-dimensional (3D) sculpting technology used to fabricate double-SOI waveguides.

Starting with a bonded SOI wafer, this technology uses oxygen ion implantation to create a second BOX layer with different depths. The oxygen ion implantation is through a SiO2 mask, thereby carving out a ridge-type optical waveguide from a thicker section of the silicon layer sandwiched between the two BOX layers.

The 3D sculpting by oxygen implantation technology was developed at the laboratory of Professor Bahram Jalali of the University of California at Los Angeles while I was a visiting scholar.

Double-SOI-waveguide technology has benefits not only in a combination with CMOS devices but also in a combination with surface optical waveguides. In this latter case, it creates 3D optical circuits that have a high degree of availability for layout design compared to planar circuits.

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Figure 2. Process steps of double-SOI 3D sculpting technology to fabricate waveguides (cross-sectional view): (a) Oxygen-ion implantation through a mask into a bonded SOI wafer. (b) High-temperature annealing for a precipitation of silicon oxide.